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Assistant Compliance Officer

at Invesco

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Posted 18 hours ago

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Compensation: Not specified
City: Tokyo
Country: Japan

**Role: Assistant Compliance Officer at Invesco** Ensure adherence to regulations, support Compliance Officer. Key responsibilities include reviewing sales materials, documents, and external communication for Type 1 and AM businesses. Essential skills: strong analytical skills, attention to detail, and understanding of financial regulations. Proficient in MS Office, and experience with compliance software preferred. Intermediate level position with 3-5 years' experience in financial services or relevant field. Join globally-renowned Invesco for diverse challenges and opportunities.

About Invesco

As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.

What's in it for you?

Our people are at the very core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including:

Generous annual leave plus flexible paid time off
Hybrid work schedule
Learning and development programs
Health & wellbeing benefits
Parental Leave benefits
Employee stock purchase plan (if applicable in your region)

Job Description

Key Responsibilities / Duties:

· Review sales materials, documents and external communication for both Type 1 business and AM business

· Day to day regulatory filing and reporting works with guidance from senior team members

· Provide regulatory advice on business, ad hoc issues and incidents

· Communicate compliance issues and build relationship with internal clients and catch up business development

· Promote a spirit of compliance to ensure employees to comply with the rules and regulations

· Deal with (self) regulators, build and maintain good relationship

· Revise internal rules and policies and publicize them

Work Experience / Knowledge:

· Experience of Compliance in Asset Management industry: 0 - 3 years

· Experience of Compliance in Financial Industry: 0 - 3 years

· Regulatory/Business Compliance is preferable

Skills/OtherPersonalAttributes

· Fluent in English and Japanese.

· Self-motivated.

· Communications, Teamwork and Leadership Skills are required.

· Training and Coaching Skills are a plus.

Full Time / Part Time

Full time

Worker Type

Employee

Job Exempt (Yes / No)

Yes

Workplace Model

At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least four days a week, with one day working outside an Invesco office.

Invesco's culture of inclusivity and its commitment to diversity in the workplace are demonstrated through our people practices. We are proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, creed, color, religion, sex, gender, gender identity, sexual orientation, marital status, national origin, citizenship status, disability, age, or veteran status. Our equal opportunity employment efforts comply with all applicable local laws governing non-discrimination in employment.

Personal data provided by job applicants will be used strictly in accordance with our personal data policy and for recruitment purposes only. Candidates not notified within twelve weeks may consider their application unsuccessful. All related information will be kept in our file for future recruitment purposes. When there are vacancies in our subsidiary or associate companies, we may transfer the application to them for consideration of employment. Under the Personal Data (Privacy) Ordinance, job applicants have a right to request access to, and to request correction of, Personal Data in relation to the application. If job applicants wish to exercise these rights, they should contact the Human Resources department.

Location: Tokyo, Japan

Time Type: Full time

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