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Compliance Officer

at Millennium

Back to all Other jobs
Millennium logo
Industry not specified

Compliance Officer

at Millennium

Tech LeadNo visa sponsorshipOther

Posted 18 hours ago

No clicks

Compensation
$160,000 – $250,000 USD

Currency: $ (USD)

City
New York City
Country
United States

**Compliance Officer**: Protect Millennium's global trading activities. Key responsibilities: trade surveillance (market manipulation, insider trading), daily exception report monitoring, trade review, and regulatory compliance. Required skills: financial market knowledge, investigative mindset. Proficient in Bloomberg, BlackBox, and Splunk. 5+ years' experience in compliance or similar role. Bachelor's degree required; Juris Doctor or Master of Laws preferred.

Compliance Officer

About Millennium

Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.

Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team

The Compliance Department at Millennium is responsible for adopting, implementing, and enforcing the firm’s compliance program across policies, procedures, processes, systems, controls, surveillance, testing, and reporting. The team works to help prevent and detect violations of applicable laws, rules, regulatory requirements, and firm policies through a disciplined and well-controlled framework.

What You'll Do

  • Conduct trade surveillance reviews with a focus on identifying potential market manipulation and insider trading activity
  • Monitor daily surveillance reports using exception reports and other surveillance tools to identify potential issues
  • Review trade alerts, assess findings, and escalate matters as appropriate
  • Support special compliance projects and broader team initiatives as assigned
  • Maintain accurate, complete, and well-organized compliance books and records
  • Help develop and maintain metrics reporting dashboards to track compliance activity and performance

What You Bring

  • 8+ years of surveillance or related compliance experience, ideally at a regulator, bank or broker, or buy-side firm
  • Experience with options and/or futures markets preferred
  • Strong analytical skills, sound judgment, and clear communication abilities
  • High attention to detail with the ability to manage multiple priorities effectively
  • Advanced Excel skills; experience with NTS, Actimize, or Tableau is a plus
  • Familiarity with building and maintaining metrics reporting dashboards for compliance tracking and performance reporting
  • Bachelor’s degree preferred; Series 7 or Series 3 is a plus

Salary Range

Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $160,000 to $250,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package.

Compliance Officer

at Millennium

Back to all Other jobs
Millennium logo
Industry not specified

Compliance Officer

at Millennium

Tech LeadNo visa sponsorshipOther

Posted 18 hours ago

No clicks

Compensation
$160,000 – $250,000 USD

Currency: $ (USD)

City
New York City
Country
United States

**Compliance Officer**: Protect Millennium's global trading activities. Key responsibilities: trade surveillance (market manipulation, insider trading), daily exception report monitoring, trade review, and regulatory compliance. Required skills: financial market knowledge, investigative mindset. Proficient in Bloomberg, BlackBox, and Splunk. 5+ years' experience in compliance or similar role. Bachelor's degree required; Juris Doctor or Master of Laws preferred.

Compliance Officer

About Millennium

Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.

Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team

The Compliance Department at Millennium is responsible for adopting, implementing, and enforcing the firm’s compliance program across policies, procedures, processes, systems, controls, surveillance, testing, and reporting. The team works to help prevent and detect violations of applicable laws, rules, regulatory requirements, and firm policies through a disciplined and well-controlled framework.

What You'll Do

  • Conduct trade surveillance reviews with a focus on identifying potential market manipulation and insider trading activity
  • Monitor daily surveillance reports using exception reports and other surveillance tools to identify potential issues
  • Review trade alerts, assess findings, and escalate matters as appropriate
  • Support special compliance projects and broader team initiatives as assigned
  • Maintain accurate, complete, and well-organized compliance books and records
  • Help develop and maintain metrics reporting dashboards to track compliance activity and performance

What You Bring

  • 8+ years of surveillance or related compliance experience, ideally at a regulator, bank or broker, or buy-side firm
  • Experience with options and/or futures markets preferred
  • Strong analytical skills, sound judgment, and clear communication abilities
  • High attention to detail with the ability to manage multiple priorities effectively
  • Advanced Excel skills; experience with NTS, Actimize, or Tableau is a plus
  • Familiarity with building and maintaining metrics reporting dashboards for compliance tracking and performance reporting
  • Bachelor’s degree preferred; Series 7 or Series 3 is a plus

Salary Range

Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $160,000 to $250,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package.

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