
Registered Client Service Associate - Series 7 & 63 required
at Raymond James
Posted 21 hours ago
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- Compensation
- Not specified
- City
- Country
- United States
Currency: Not specified
**Regulatory Compliance: Lead as Registered Client Service Associate, Series 7 & 63 holder. Manage client accounts, ensure regulatory adherence (MIC, DOL, FINRA), and coordinate with compliance and operations teams (2+ years' experience, preferably in financial services; essential: proficiency in MS Office, IRESS, Charles River).**
No additional description provided.
