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Senior Advisor, Compliance PCG Branch Exams (Remote Nationwide)

at Raymond James

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Posted a day ago

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City

New York City

Country

United States

**Senior Compliance Advisor (Remote Nationwide) for PCG Branch Exams**. Lead independent compliance review for nationwide PCG exams. sheaths, guidance issuance and implementation. Key responsibilities involve regulatory analysis, risk assessment, and maintaining exam content compliance. Requires 7+ years in exam compliance, proficiency in testing software (e.g., IMS, GRC), and understanding of federal and state financial regulations. Experience with PCAOB, NASBA, or AICPA examinations preferred. Bachelor's degree mandatory; relevant certifications (e.g., ASA, CPA) are a plus.