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Senior Advisor, Compliance PCG Branch Exams (Remote Nationwide)

at Raymond James

Tech LeadNo visa sponsorshipOther

Posted 20 hours ago

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Compensation

Not specified

Currency: Not specified

City

New York City

Country

United States

**Senior Advisor, Compliance PCG Branch Exams (Remote Nationwide)**: Leadership role managing nationwide exam compliance, ensuring regulatory adherence. Key responsibilities include developing strategies, driving implementation, and monitoring exam procedures. Required: proven experience in compliance (10+ years), deep knowledge of securities laws, proficiency in NRSRO rules, and familiarity with exam management tools (e.g., FAIN, OASYS). Proven leadership skills and remote team management essential.