Senior Analyst, Broker Dealer Regulatory Reporting
at Raymond James
Posted 21 hours ago
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- Compensation
- Not specified
- City
- Country
- United States
Currency: Not specified
**Senior Analyst, Broker Dealer Regulatory Reporting** creates, maintains, and enhances regulatory reporting processes, ensuring compliance with SEC, FINRA, and other regulatory bodies' guidelines. Orchestrates data collection from various systems and transforms it into regulatory-compliant filings, leveraging SQL, Python, and SAS. Develops and implements reporting strategies, audits reports for accuracy, and collaborates with stakeholders to satisfy regulatory requirements. Ideal candidate boasts at least 6 years of experience in financial services regulatory reporting, proficiency in broker-dealer regulations, and proven track record in reducing reporting errors.
No additional description provided.
