Investment Banking

IT SOX & 17a-5 Controls Manager

at Raymond James

Mid LevelNo visa sponsorshipCybersecurity

Posted 19 hours ago

No clicks

Compensation

Not specified

Currency: Not specified

City

Saint Petersburg, Tampa

Country

United States

Responsible for managing IT SOX and SEC Rule 17a-5 related controls and compliance activities across the firm. Collaborates with IT, audit, risk, and business stakeholders to design, implement, and monitor effective control frameworks and remediation plans. Oversees testing, documentation, and reporting for internal and external audits, and supports SOC/17a-5 assessments. Acts as a subject matter expert on IT control requirements, driving continuous improvement and regulatory readiness.