Bulge Bracket Investment Banks

Tech Engineer Lead, Periodic KYC Reviews in WM US

at UBS

Tech LeadNo visa sponsorshipData Science/AI/ML

Posted 5 hours ago

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Compensation: Not specified
City: Not specified
Country: United States

The role involves performing automated and manual market conduct surveillance across the Investment Bank and Wealth Management divisions, analyzing potentially suspicious activities flagged by systems. The incumbent will engage with business stakeholders on escalations, drive continuous process improvements, and contribute to strategic automation and optimization initiatives.

Do you like financial markets? Are you good at handling and interpreting large data sets? Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity? Are you able to think independently and express your opinions and ideas confidently? We are looking for a Senior Trade Surveillance Analyst in an individual contributor role with experience in the following: Performing automated and manual market conduct surveillance activities across Investment Bank and Wealth Management division. • Analyzing instances of potentially suspicious activities flagged by our systems. • Engaging with business stakeholders on the market conduct-related escalations and other matters. • Driving continuous process improvements and contributing to strategic projects and automation/optimization initiatives.

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